Investing: Reader Exposes Mortgage Mischief

Getting a new mortgage? Watch Out! Mortgagehave significant equity. This scheme allows agents
brokers (even at banks) get paid on commission. Asadvisors to tap that money when they otherwise
interest rates rise, they must become more creative tocouldn't.
make a living. Many are honest, but there's plenty thatIn this specific case, the agent could be making
won't blink an eye at taking advantage of uninformed$85,000 off of this transaction! No wonder it sounded
consumers. Don't be one of them!like such a good idea! To be frank, this borders on a
In my previous two articles, I've shared how and whenscam and is not consistent with any good financial
Interest-Only, Option-ARM and Reverse Mortgagesplanning principles. This 'advisor' should lose his/her
should and shouldn't be used. I've warned readers tolicense.
be very careful when refinancing or purchasing a'Av' wrote about a horror story involving her parents'
mortgage because the person you are dealing withpurchase of an Option-ARM mortgage from an
may not have your best interest at heart. Here areunscrupulous mortgage broker. To be safe, her
some true stories that clearly illustrate that.parents included other family members in the talks with
David shares, "A licensed securities dealer hasthe mortgage broker. He laid out all the details, including
proposed that I take $300,000 in equity out of mythe most intriguing part: an interest rate of only 1.65%.
house before home values plummet and invest theHe assured them the payments would only be $300
entire amount in an "investment grade" life insuranceper month. They couldn't believe it and asked him
policy, specifically an Equity-Indexed Universal Lifeseveral times to verify that information. Based on his
(EIUL) policy."assurances they took the mortgage.
He described in detail how this would allow any futureThen the first payment coupon came. She says,
growth, loans and death-benefits to be tax-free. He"Imagine my shock when (the real interest rate) was
also listed some of the negatives, such as the high5.6%. I called...and got the run around. I was told the
cost of the insurance policy and other expenses. Thepayment hadn't gone up." The true amount due just to
advisor had shown him that he could pay off his housecover the interest was considerably more then the
after 10 years with the investment, with money left$300 they expected. By paying just the $300 their
over.amount borrowed would continue to increase.
He closed by saying, "It sounds almost too good to beBefore the sale, the mortgage broker had been so
true. Is this program too risky, or too expensive, totrustworthy and always quickly returned their calls.
warrant investing my home equity?"Now he gave them the cold shoulder. When they
Of course it's too good to be true! It doesn't makefinally reached him, he said "You've signed the papers
sense to tap your home's equity for any investment.and that's that."
His home had probably been the best investment heClearly frustrated, she says, "So I am paying about 6%
had ever had. He was earning a guaranteed 6% or sointerest on a loan that 4 adults heard was only going
(the interest rate on your mortgage) while increasingto be 1.65%...we were played the fool big time and I
his equity at the same time. Don't put that at risk.want to warn other people."
This is just one of the new schemes developed byDon't accept any mortgage broker or other financial
agents to keep the commission dollars flowing. Peopleadvisors' word on something. It must be in writing. If
like David, who are not retired, don't have a lot ofyou don't understand the contract, take it to a lawyer
investable assets for 'advisors' to go after. The bulk ofor a Certified Financial Planner who doesn't have an
most people's investable assets are in a 401(k) orinterest in the transaction for an objective point of
other company retirement program.view. Be careful so you don't become the next horror
The 'pot of gold' that pre-retirees do have is the equitystory.
in their home. Because homes have appreciated, many